Mock SEC Examination

Focus 1 will conduct a mock SEC examination on your firm based on the most current SEC request list.  We will perform an initial review and analysis of the initial information provided by your firm in order to select samples, request additional information, and identify individuals to interview while on site.  This initial preparation will allow us to make more efficient use of the time spent in your office reviewing books and records.

Our office visit ranges anywhere from three to five days and includes a team of at least two professionals.  Focus 1 will make suggestions to your firm during the office visit, provide an overview in the form of an exit interview, and deliver a written report (if requested) shortly after the visit.